rdf-syntax-grammar
mods:
  schema location: http://www.loc.gov/mods/v3 http://www.loc.gov/standards/mods/v3/mods-3-2.xsd
  title info:
    title: Financial Compliance
    sub title: Issues, Concerns and Future Directions
  name:
    name part: Krambia-Kapardis, Maria.
    role:
      role term: editor.
    role:
      role term: edt
    role:
      role term: http://id.loc.gov/vocabulary/relators/edt
  name:
    name part: SpringerLink (Online service)
  type of resource: text
  origin info:
    place:
      place term: gw
    date issued: 2019
    edition: 1st ed. 2019.
    issuance: monographic
  language:
    language term: eng
  physical description:
    form: electronic
    form: electronic resource
    reformatting quality: access
    form: remote
    extent: XX, 276 p. 5 illus., 2 illus. in color. online resource.
  abstract: This book explores the fundamental elements and risks that impact the compliance officer's work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers' liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today's financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.
  table of contents: Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law-A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou.
  note: edited by Maria Krambia-Kapardis.
  subject:
    topic: Corporations-Finance
  subject:
    topic: Public finance
  subject:
    topic: Accounting
  subject:
    topic: Bookkeeping
  subject:
    topic: Corporate Finance
  subject:
    topic: Financial Law/Fiscal Law
  subject:
    topic: Accounting/Auditing
  classification: HG4001-4285
  classification: 658.15
  related item:
    title info:
      title: Springer eBooks
  identifier: 9783030145118
  identifier: https://doi.org/10.1007/978-3-030-14511-8
  record info:
    record creation date: 190425
    record change date: 20191024121648.0
    record identifier: 978-3-030-14511-8