Compliance Management in Financial Industries A Model-based Business Process and Reporting Perspective /

• Main Author: Eggert, Mathias (Author)
• Corporate Author: SpringerLink (Online service)
• Format: Electronic eBook
• Language: English
• Published: Cham : Springer International Publishing : Imprint: Springer, 2014.
• Series: SpringerBriefs in Information Systems,
• Subjects: Business.; Accounting.; Bookkeeping.; Information technology.; Business > Data processing.; Finance.; Computers.; Business and Management.; IT in Business.; Information Systems and Communication Service.; Finance, general.; Models and Principles.; Accounting/Auditing.

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing...

Table of Contents:

• Introduction
• Research Background
• Compliance Management and Regulatory Requirements
• Regulatory Environment of Banks
• Business Process Modeling
• Business Process Compliance Analysis
• Data Warehouse Development
• Multisensory Law and Legal Visualization
• Regulatory Requirements Engineering
• Research Design
• Design Science Research
• Complementary Research Methods
• Research Process and Outcome
• Research Results
• Compliance Management and Information Systems
• Business Process Compliance
• Reporting Compliance
• Collaboration of IS Experts and Legal Experts
• Discussion and Outlook.