Financial market operations management /

• Κύριος συγγραφέας: Dickinson, Keith
• Μορφή: Ηλ. βιβλίο
• Γλώσσα: English
• Έκδοση: Chichester, West Sussex, United Kingdom : John Wiley and Sons, Inc., [2015]
• Σειρά: Wiley finance series.
• Θέματα: Investment advisors.; Financial services industry > Management.; Finance.; BUSINESS & ECONOMICS > Finance.; Electronic books.

A comprehensive text on financial market operations management Financial Market Operations Management offers anyone involved with administering, maintaining, and improving the IT systems within financial institutions a comprehensive text that covers all the essential information for managing operati...

Πίνακας περιεχομένων:

• Financial Markets Operations Management; Contents; Preface; Acknowledgements; PART ONE; 1 Introduction to Operations; 1.1 Introduction; 1.2 Organisational Structure of an Investment Company; 1.2.1 Front Office; 1.2.2 Middle Office; 1.2.3 Back Office/Operations; 1.3 Operations Relationships; 1.3.1 Clients
• External; 1.3.2 Clients
• Internal; 1.3.3 Counterparties; 1.3.4 Suppliers; 1.3.5 The Authorities; 1.4 Other Business Functions; 1.5 Summary; 2 Financial Instruments; 2.1 Introduction; 2.2 Why Do We Issue Financial Instruments?; 2.3 Money Market Instruments; 2.3.1 Euro-Currency Deposits.
• 2.3.2 Certificates of Deposit2.3.3 Commercial Paper; 2.3.4 Treasury Bills; 2.4 Debt Instruments; 2.4.1 A Bond Defined; 2.4.2 Bond Issuance; 2.4.3 Types and Features of Bonds; 2.4.4 Other Key Characteristics of Bonds; 2.4.5 Types of Bond; 2.4.6 Form of Bonds and Interest Payment; 2.4.7 Maturity and Redemption Provisions; 2.4.8 Calculations; 2.4.9 Accrued Interest; 2.4.10 First Short Coupon; 2.4.11 First Long Coupon; 2.5 Equity Instruments; 2.5.1 Equity Defined; 2.5.2 Classes of Equity; 2.5.3 Equity Issuance; 2.5.4 Pricing and Calculations; 2.5.5 Examples of Local Taxes; 2.5.6 Disclosure.
• 2.5.7 Summary of Cash Market Instruments2.6 Derivative Instruments; 2.6.1 Introduction; 2.6.2 Definitions; 2.6.3 Derivative Usage; 2.7 Exchange-Traded Derivatives; 2.7.1 Introduction; 2.7.2 The Role of the Derivatives Exchanges; 2.7.3 Major Derivatives Exchanges; 2.7.4 Open Interest and Trading Volumes; 2.7.5 Futures; 2.7.6 Options; 2.7.7 Summary of Exchange-Traded Derivatives; 2.8 OTC Derivatives; 2.8.1 Introduction; 2.8.2 Forwards; 2.8.3 Swaps; 2.8.4 Summary of OTC Derivatives; 2.9 Summary; 2.9.1 Financial Products in General; 2.9.2 Cash Markets; 2.9.3 Derivatives Markets; 3 Data Management.
• 3.1 Introduction3.2 Importance of Reference Data and Standardisation; 3.2.1 Introduction; 3.2.2 Basic Securities Transactions; 3.3 Types of Reference Data; 3.3.1 Required Reference Data; 3.3.2 Data Requirements
• Securities; 3.3.3 Data Requirements
• Counterparties and Customers; 3.3.4 Data Requirements
• Settlement Information; 3.3.5 Sources of Reference Data; 3.4 Data Management; 3.4.1 What is Data Management?; 3.4.2 Approaches to Data Management; 3.4.3 Data Processing; 3.5 Legal Entity Identification; 3.5.1 Background to Legal Entity Identification; 3.5.2 The "Legal Entity."
• 3.5.3 The Global Legal Entity Identifier System (GLEIS)3.5.4 LEI Structure; 3.6 Summary; 4 Market Participation; 4.1 Introduction; 4.2 Market Players; 4.2.1 Retail Clients; 4.2.2 Institutional Clients; 4.2.3 Banks; 4.2.4 Sell-Side Intermediaries; 4.2.5 Market Regulators and Market Associations; 4.3 Market Structure; 4.3.1 Introduction; 4.3.2 Regulated Markets; 4.3.3 Alternative Trading Venues; 4.3.4 Over-the-Counter Market; 4.4 Summary; PART TWO; 5 Clearing Houses and CCPs; 5.1 Introduction; 5.2 Overview of Clearing and Settlement; 5.3 The Clearing House Model.